What is CICC US securities?

Written by Editorial Team | Last Updated: August 2026

CICC US Securities, Inc. is a New York-based broker-dealer that has been registered with the U.S. Securities and Exchange Commission (SEC) since 2007. The firm is classified as an investment bank and operates primarily within the capital markets and broker-dealer segments of the financial services industry. Unlike discretionary asset managers, the firm's structure and operations are focused on facilitating financial transactions, securities trading, and brokerage services. It does not typically function as a multi-state investment adviser or a capital allocator. The firm is owned by a combination of domestic and individual entities and is known for its professional staff who manage the firm's controller and senior associate functions within the competitive landscape of New York's financial services district.

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