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What is market sounding SFC?

Asked by Anonymous Sep 02, 2026 0 views 1 answers
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Answered Sep 02, 2026

In capital markets regulatory compliance, market sounding governed by the Securities and Futures Commission refers to the structured communication of confidential information with prospective institutional or high-net-worth investors prior to the public announcement of a transaction. This process allows sell-side intermediaries to gauge investor interest, size potential blocks, and determine optimal pricing or structure while adhering to strict confidentiality and record-keeping mandates.

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